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Linking
Policy with Practice in Biodiversity
The
Process
Process
To Produce Outputs
1.0 Introduction
to Aims
The project
is aimed primarily at improving internal understanding, and a consistent
and coherent approach to biodiversity in DFID. The project will:
- clarify
linkages between biodiversity and development;
- improve
coherence and consistency between policy formulation and project implementation
levels, and between geographical and advisory departments;
- achieve
a higher level of understanding and clarity, on DFID’s approach to
‘biodiversity’ in country programmes, hence leading to improved project
design and implementation;
- help
minimise adverse impacts on biodiversity by other sector programmes
and projects;
- mainstream
biodiversity concerns into DFID procedures.
The target
group are Natural Resources Advisors, but the process will involve other
advisors (Social Development, Health and Population, Education), and
country desk officers, as far as possible. This will, in turn, equip
them with the necessary skills for improved project selection, design
and review, and negotiation in country donor fora. It is envisaged that,
the written outputs will also be published and made widely available
outside DFID.
The LPPB
project will maintain links to the Environmental Policy Department and
their responsibilities under the CBD, the Biodiversity Strategy process,
the Biodiversity In Development Project in the EU DGVIII, and other
related departments, e.g. Social Development Division, and activities,
e.g. Sustainable Livelihoods Review.
- An Historical
Perspective
The Natural
Resources Division has promoted a number of initiatives which sought
to guide DFID in its dealings with biodiversity at both bilateral and
international levels (the latter principally through involvement in
the Convention on Biological Diversity and GEF). These were important
and timely activities which guided DFID thinking, and include the following
- DFID’s
Biodiversity Strategy - Environmental Policy Department - 5/1998
- Linking
Policy and Practice in Biodiversity - co-ordinated by the Natural
Resources Policy and Advisory Department - 1/98 - 3/99 - with supplementary
funding provided by the Environmental Policy Department.
- Intellectual
Property Resources - International Economic Policy Department - ongoing
- Indigenous
People - Social Development Department - it is likely they will adopt
the
- EU/IUCN
DGVIII - Biodiversity In Development project - 5/98 - 5/2000
- Previous
initiatives: 1991 Biodiversity in Developing Countries - Issues and
Options Paper; 1993 Biodiversity Strategy; 1994 Whose Eden? A Review
of Community-Based Approaches to Wildlife Management; 1995 Africa
Wildlife Policy Consultation.
It is now
opportune to review our approach towards biodiversity in the context
of the White Paper, and NRPADs associated approach to sustainable rural
livelihoods.
3.0 LPPB
process
3.1 Method
and Outputs
The following
activities are envisaged as part of the project process.
- Clarification
of the range of concepts associated with biodiversity, focusing particularly
on the linkages between biodiversity and poverty eradication;
- Learning
from field experience through a review of lessons learnt from projects;
- Wide
consultation on related issues internally, and externally, through
existing networks, and regional consultation visits (November 1998),
with a special emphasis on encouraging feedback from partner countries;
- Compilation
of a series issues papers that discuss policy, institutional and practical
concerns relating to the integration of biodiversity concerns into
sectors.
- Integration
of information gathered during the course of developing the Framework
Paper, the Issues Papers into a series of key sheets and summary paper.
Other forms of information presentation may also be used, such as
CD Rom;
- A series
of dissemination workshops in the UK and overseas in April - June
1999.


4.0 Setting
the Conceptual and Analytical Framework
These activities
will contribute to the development of an initial Framework Paper
(FP) which will scope out the following:
- What
is biodiversity, clarifying the relationship between biodiversity
and biological resources, across the different spectra:
- wild/capture
- domesticated/managed
- genetic
- species - ecosystem levels;
- agro-ecological
zones (dry-wet, cold-hot, low-high)
- What
are the broad patterns of change in biodiversity? What are the key
uncertainties (e.g. time, space) in defining biodiversity, and these
patterns of change?
- What
does biodiversity per se offer to different people (poor -
richer) and the development process? What are the key trade-offs,
conflicts and synergies, between development and biodiversity - encompassing
the range of perspectives:
- biological,
social and economic sciences;
- landless
- smallholder - commercial operator;
- indigenous
knowledge - ‘modern’ science and technology;
- long
- short term;
- spatial
- geographical scale.
- What
are the range of biodiversity values, from local to global, and which
are particularly important to poorer countries? How can these values
be used and realised, particularly in contributing to sustainable
rural livelihoods (SRLs) in poorer countries?
- What
are the effects of changes in biodiversity on people, development
and SRLs (+/-)?
- What
are the causes of changes in biodiversity: policy, economic, legal,
institutional, ecological, in different contexts?
- What
actions are currently being undertaken in biodiversity? How appropriate
are they? What effects have they had on (I) biodiversity (ii) poverty?
E.g. policies and laws that relate to biodiversity conservation, use
and management, i.e. MAI, TRIPS, Rio Agreements, Ramsar, protocols
and undertakings, property rights etc; management methods: conservation,
sustainable use etc.
- What
sort of
- policy
- social
relations
- legislation
and institutions
- incentives;
are necessary to maximise sustainable rural livelihoods through
sustainable management of biodiversity?
- Thus,
what are the key principles (e.g. policy, social/cultural, ecological)
that DFID should follow in its bilateral programmes to ensure biodiversity
values are realised and maximised for the benefit of poorer countries
and poor people.
5.0 Lessons
Learnt Review
This will
involve a summary desk review a range of DFID projects which fall into
different categories identified by the project classification. A standard
set of criteria will be developed for review, and using project documentation
and interviews with key persons, lessons learnt will be extracted from
each project. Lessons learnt from similar reviews conducted by other
institutions will also be included, where relevant. The material collated
in this paper will be verified, and use to illustrate salient points
at the regional workshops, and case study material will feed into the
issues papers. Action: sub-contract to IIED.
6.0 Issues
Papers
The
management of each issues paper will be as follows:
- An issues
co-ordinator, supported where necessary by one/two others, will be
assigned to co-ordinate the compilation of each issues paper.
- The
TORs will be agreed at a meeting where all issues co-ordinators are
present to be held on 18th June.
- The
first draft of the issues papers will be submitted by end-September
- it will scope out key principles, arguments and issues - but not
detailed text.
- The
Project Manager will also tap into various other networks, e.g. Sustainable
Use Initiative, and feed any information emerging to issues papers
co-ordinators.
- Each
issue paper may be developed into a stand-alone reference paper.
- Finally,
the issues papers, workshop proceedings, framework paper and lessons
learnt review will be used to compile a series of reference sheets,
or guidelines for advisors.
Issues
papers are spilt along sectoral lines, to enable (i) more effective
uptake by sector specialists; (ii) to follow the nature of DFID’s funding
arrangements, and management structure in partner countries; and (iii)
to allow more in-depth treatment of the effects of an economic activity
arising from a biological resource on the diversity of that resource.
The project
will, however, ensure that the multiple resource use strategies of poor
people are not neglected in adopting such a ‘sectoral’ approach.

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Schedule
of Activities
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Milestone
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Action
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Date
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1st
meeting of Issue Paper Authors (IPAs) to present project objectives.
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IK
and IPAs
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18th
June 1998
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Finalisation
of TORs and contracts
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IK
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July
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2nd
meeting of IPAs to include identification of critical linkages
between Issues Papers, to discuss potential structure of the Framework
Paper and
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IK
and IPAs and some members of DFID Steering Committee
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Mid
September
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Submission
of Issues Paper
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IPAs
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30th
September
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Compilation
of Framework Paper Draft 1
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IK
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Review
of Framework Paper with feedback to IK
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IPAs,
DFID Advisers, Desk Officers and regional peer reviewers
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End
October - mid November
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Consultation
Visits to DFID regions
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IK
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November
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Compilation
of Framework Paper Draft 2 using feedback and results from consultation
visits
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IK
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December
- January
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3rd
meeting of IPAs, Steering Committee, and other DFID advisers to
comment on FP2
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IPAs,
DFID Steering Committee and relevant others
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Early
February 99
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Compilation
of Framework Paper 3 and testing and promotion in Regions, EC
and UK
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IK
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February
- April
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Publication
and further promotion
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IK
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April
- June
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7.0 Information
Strategy
An information
strategy will be developed during the course of the project, that identifies
a process for longer term dissemination of the project recommendations
within DFID and amongst partners.
In the
interim, the Project Manager will send basic details concerning the
project around various networks to solicit comments, particularly from
southern partners, that can feed into the review.
The issues
papers and lessons learned review will act as detailed reference texts,
and source documents for the final information product, e.g. key sheets.
There will be two products, one aimed at NR advisors, field managers
and TCOs, the other aimed at other advisors and desk officers.
It is envisaged
that these papers will be published, at a later date, and after summary
versions have been extracted. All individual inputs will be fully acknowledged.
All
information will be designed primarily to support advisors and managers
in their regular decision-making processes. It will be concise, relevant
and, where possible, text will be replaced by diagrams, tables, flow
charts. Promotion, as well as dissemination, of the information, will
be prioritised at all stages of the project.
Annex
1
DFID’s
Key Policy, Strategies and Processes
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Cornerstones:
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Including:
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The
implications of the White Paper
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- Sustainable
livelihoods and pro-poor economic growth
- Better
education, health and opportunities
- Protection
and better management of the natural and physical environment
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DFID’s
sectoral policy papers and statements
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- Sustainable
Rural Livelihoods, Biodiversity, Forests, Desertification, Water,
Indigenous Peoples
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DFID’s
international commitments: environmental and non-environmental
policies, conventions, agreements
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- Convention
on Biological Diversity
- CITES
- RAMSAR
- World
Cultural And Natural Heritage Convention
- Desertification,
Climate Change
- EC
Working Document On Support For Indigenous People In Development
Co-Operation
- Multilateral
agreement on trade and investment e.g. TRIPS, MAI
- FAO
International Undertaking on Plant Genetic Resources
- EC
Biotech Directive
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Partner
countries’ needs and priorities
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- Country
Strategy Papers
- Other
relevant strategies and action programmes, including regional
initiatives
- Project
level: management plans/logframes
- Sector
investment programmes
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DFID’s
mode of operation
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- Policy
- Aid
procedures
- Projects
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Prevailing
patterns of economic development and change
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- Globalisation
- Demographic
change
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Annex
2
DFID’s
Principles that Guide the Approach to Biodiversity
In support
of DFID’s overall aim and objectives, as articulated in the White Paper,
our long-term GOAL is the elimination of poverty in poorer countries.
The means by which we achieve this goal is through poverty reduction.
The goal is underpinned by a series of internationally-agreed targets.
DFID is to make every effort to work in partnership with others who
have signed up to these targets which include:
- Reducing
by one half the proportion of people living in extreme poverty by
2015 (OECD/DAC)
- Implementing
national strategies for sustainable development to ensure that current
trends in the loss of environmental resources are reversed at global
and national levels by 2015 (OECD/DAC)
- Reducing
by one half the number of undernourished people by 2015 (World Food
Summit, Rome, November 1996 - agreed after the DAC targets were set)
This means
lifting 450 million rural people out of poverty over the next 20 years.
Our
PURPOSE is to enable poor people who depend on the natural environment
for livelihoods, incomes and food security to realise their rights to
human development and achieve sustained improvement in their living
standards.
OUTPUTS
and ACTIVITIES will be designed to create more and better opportunities
for poor people to improve their incomes and livelihoods which in turn
will enable them to get full benefit from improved social services such
as education and health.
Priorities,
as identified in the Sustainable Rural Livelihoods approach, include:
- more
secure access and better management of natural resources;
- more
supportive and cohesive social environment;
- more
secure access to financial resources;
- improved
access to high quality education, information, technologies and training
and better nutrition and health;
- better
access to facilitating infrastructure;
- policy
and institutional environment which supports multiple livelihood strategies
and promotes equitable access to competitive markets for all.
The following
aspects are significant in our approach to addressing DFID’s priorities:
- building
partnerships between the government, civil society and the private
sector; and,
- consistency
and coherence between DFID policies, those of developing countries
and other Whitehall Departments which might impinge on the development
programme, and policies and programmes of the multilateral agencies.
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